Our primary objective is to provide our investors with current income and capital appreciation primarily through investment in U.S. community banks 


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About StoneCastle Financial Corp.

StoneCastle Financial Corp. (“StoneCastle Financial” or the “Company”) is an SEC registered non-diversified, closed-end investment company listed on the NASDAQ Global Select Market under the symbol “BANX”.

StoneCastle Financial makes long-term, passive, non-control investments in community banks seeking capital for organic growth, acquisitions, share repurchases and other refinancing activities. Its investment objective is to provide current income and, to a lesser extent, capital appreciation. StoneCastle Financial is managed by StoneCastle Asset Management LLC.


Investment Objectives

StoneCastle Financial’s primary investment objective is to provide stockholders with current income, and, to a lesser extent capital appreciation. We achieve our investment objectives through investments in preferred equity, subordinated debt, convertible securities and, to a lesser extent, common equity primarily in the U.S. community bank sector. We also invest in similar securities of larger U.S. domiciled banks and companies that provide goods and/or services to banking companies. Together with banks, we refer to these types of companies as banking-related and intend, under normal circumstances, to invest at least 80% of the value of our net assets plus the amount of any borrowings for investment purposes in such businesses. There is no guarantee that we will achieve our investment objective.


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Toll free number: 855-330-6339

Computershare Trust Company, N.A. 
250 Royall Street
Canton, MA 02021

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