Our primary objective is to provide our investors with current income and capital appreciation primarily through investment in U.S. community banks 


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About StoneCastle Financial Corp.

StoneCastle Financial (“StoneCastle Financial” or the “Company”) is an SEC registered non-diversified, closed-end investment company listed on the NASDAQ Global Select Market under the symbol "BANX.”  The Company is focused on bank-related investments including community banks, alternative capital securities, and companies that provide goods and/or services to banking companies.  StoneCastle Financial’s strategy is focused on capital preservation and credit quality, with a primary objective of providing shareholders with current income, and to a lesser extent, capital appreciation. 


StoneCastle Financial is managed by StoneCastle-ArrowMark Asset Management, LLC.  

Investment Objectives

StoneCastle Financial’s primary investment objective is to provide stockholders with current income, and, to a lesser extent capital appreciation. We achieve our investment objectives through investments across asset classes of bank capital, including but not limited to alternative capital securities, term loans or other debt securities, convertible securities, preferred equity, and to a lesser extent, common equity.  The Company invests across the bank-related sector including community banks, and similar securities of larger banks and/or companies that provide goods and/or services to banking companies. We refer to all these types of companies as banking-related and intend, under normal circumstances, to invest at least 80% of the value of our net assets plus the amount of any borrowings for investment purposes in such businesses. There is no guarantee that we will achieve our investment objective.


Important Shareholder Reports Available Online and in Print Request

Reports contain important information about StoneCastle Financial Corp., including the Company’s portfolio holdings and financial statements. We encourage you to review your shareholder reports at reports.


You can request a mailed or emailed copy to receive a paper report at or by calling 212-468-5441.  

Transfer Agent: 
Toll free number: 855-330-6339

Computershare Trust Company, N.A. 
250 Royall Street
Canton, MA 02021

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