An Introduction to Regulatory Capital Relief Transactions
Leverage this educational primer to learn about a niche private credit investment opportunity and ArrowMark Financial Corp.'s (Nasdaq: BANX) largest portfolio exposure.
Regulatory capital relief transactions provide a way for banks to meet regulatory requirements while managing risk and freeing up capital for other business areas. These transactions reference a portfolio of performing loans in which investors receive a premium from the bank for assuming the credit risk.
Company Profile
About ArrowMark Financial Corp.
ArrowMark Financial Corp. (the “Fund”) is an SEC registered non-diversified, closed-end fund listed on the NASDAQ Global Select Market under the symbol “BANX.” Its investment objective is to provide shareholders with current income. The Fund pursues its objective by investing primarily in regulatory capital securities of financial institutions.
The Fund is managed by ArrowMark Asset Management LLC.
Investment Objectives
ArrowMark Financial Corp.’s primary investment objective is to provide shareholders with current income. The Fund achieves this investment objective through investments in banking-related assets across the spectrum of community banks to global money center banks. The Fund invests across asset classes including, term loans, structured debt, regulatory capital relief securities and to a lesser extent equity. Under normal circumstances, we intend to invest at least 80% of the value of our net assets plus the amount of any borrowings for investment purposes in these assets. There is not guarantee that we will achieve our investment objective.
Important Shareholder Reports Available Online and in Print Request
Reports contain important information about ArrowMark Financial Corp., including the Fund’s portfolio holdings and financial statements. We encourage you to review the financial results of the Fund at https://ir.arrowmarkfinancialcorp.com/annualreports.
Transfer Agent:
Toll free number: 855-330-6339
Computershare Trust Company, N.A.
250 Royall Street
Canton, MA 02021
Investor Relations Contact info:
Destra Capital Advisors LLC
877-855-3434
BANX@destracapital.com